Hardly a day goes by without news that a lawyer – and increasingly a client – has been sanctioned for using AI for legal research which contain hallucinations. Do programs like LexisNexis and Westlaw entirely solve the hallucination risk, or are family law researchers at risk?
Cyberdyne Legal Research
Being a lawyer today means relying on artificial intelligence the same way we rely on human staff. AI helps with analyzing documents and discovery, as well as performing core legal tasks, from researching caselaw to document drafting. But make no mistake, AI models can hallucinate fake results. And, as any fan of the Terminator movies knows, AI may also lead to human extinction.
However, courts are dealing more with the hallucination issue, and the misuse of AI in court filings. Most of these cases, if not all of them, deal with citations to non-existent legal authority or the attribution of quotes to cases that do not contain the quoted material — produced as a result of what has come to be termed “AI hallucinations.” A legal AI hallucination occurs when a generative AI model gives you information that appears plausible but is in fact wrong, fabricated, or unsupported by the citation.
Clients are getting in trouble too. A recent federal case is a little different take on hallucinations. In the recent federal case it appears that AI was used not to hallucinate the law, but to hallucinate the facts. If an hallucination is an answer by an AI with made up cases, inventing facts would be a huge new risk in a high-stakes divorce.
In a recent case, the plaintiff filed a sworn declaration opposing a motion for summary judgment which contained multiple fabricated quotations, along with manufactured citations to deposition transcripts, as if they came from sworn testimony.
However, the declaration grossly mischaracterized the testimony and other facts in the record. At oral argument, the lawyers used some of these fabricated “facts” to argue to the Court that this case contained genuine issues in factual dispute.
More interesting, the client and his former counsel refused to accept responsibility for creating and submitting the declaration despite having had multiple opportunities to do so. The court ultimately ordered attorneys’ fees be paid by the lawyer and the client thousands of dollars to the other side as a sanction.
Semantic Collapse and Legal Research
I recently wrote an article about the new players in AI, “Retrieval-Augmented Generation, or RAGs.” The leading AI legal research tools are RAGS. Empirical analysis of the leading AI legal research RAGS — like those offered by LexisNexis and Thomson Reuters — may still generate hallucinations in a non-trivial number of cases.
The Commentator article found that some studies have shown that RAG AI research models may still hallucinate. But it may be getting worse. An even newer claim has come to light. They call it “Semantic Collapse.” Supposedly, once your AI platform hits about 10,000 documents, the AI system starts treating valuable data like random noise.
In one recent study, four document sets contained around 300 pages of documents which answered test questions. However, each set of documents contained different numbers of additional, irrelevant pages, ranging from 1,000 pages to 100,000. An ideal RAG system should behave identically across all document sets.
But in practice, the added irrelevant pages tricked the RAG system into retrieving the wrong answer for a given query. And the more documents that were introduced, the more a wrong answer was likely to happen. The conclusion reached was that RAG performance tends to degrade as the number of documents increases.
The AI Paradox
There are some fair and unfair observations about the purported new study. True, a vector search may become less sharp at distinguishing highly relevant versus non-relevant documents as the volume of documents increases. But at the same time, the study was done by a competitor maker of a RAG system, which introduces the problem of bias.
More importantly, there is an inherent paradox when we use AI. It is called the AI trust paradox, and it is a phenomenon in which the more confident and human-sounding an AI chatbot becomes, the more we trust it. The problem is we can’t trust it. All AI systems, event the ones that seem reliable can get it wrong. While AI can increase our efficiency, we need to think of them as inexperienced assistants that need our guidance.
The U.S. District Court case is here.
My Florida Bar Commentator article on AI is here.
